MEDIATION TO EXPEDITE SETTLEMENT
Opinion No. 120 (1988)*
QUESTION: Is it ethical for a district judge to mediate civil cases
in order to expedite the settlement process?
ANSWER: The committee is of the opinion that a district judge may not
mediate civil cases. Canon 3A(5) states
"A judge...shall not directly or indirectly initiate, permit, nor consider ex parte
or other communications concerning the merits of a pending or impending judicial
proceeding." (Emphasis added.) Furthermore,
Canon 5E of the Code of Judicial Conduct
states, "A judge should not act as an arbitrator or mediator." Canon 8 makes Canon 5E applicable to district
judges. However, Canon 8 also lists other classifications of judges who are exempt from
compliance with 5E.
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*Canons 3A(5) and 5E were amended effective December 19, 1989.